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Abstracts of DALTCP REPORTS--"C" Titles

This section gives abstracts for reports produced through DALTCP-funded research or through research done by DALTCP staff. Links to Executive Summaries and/or Full Reports immediately follow most descriptions, as well to Project Descriptions (if available). (We are working towards putting ALL Full Reports online.) Reports can be ordered from the Office of Disability, Aging and Long-Term Care Policy, unless stated otherwise. Requests can be made by Fax (202-401-7733) or through email (webmaster.DALTCP@hhs.gov).

NOTE: Because of the large number of DALTCP reports, abstracts are divided into several files.

Remember, the Site Index section includes an alphabetic list of keywords you can choose to find information that is referenced throughout the DALTCP website.


CAREGIVER BURDEN AND INSTITUTIONALIZATION, HOSPITAL USE, AND STABILITY OF CARE

ABSTRACT: This study assessed a variety of longitudinal models to examine the effect of different types of caregiver burden on outcomes important to policymakers: nursing home admissions, hospital use, and stability of the family and formal care networks. Analyses were carried out on the 1982 National Long-Term Care Survey (NLTCS) and the 1984 NLTCS Longitudinal Follow-up, along with the 1982-1983 Informal Caregiver Survey. Among some of the findings: informal caregiver networks were found to be highly stable over time; formal caregiver networks fluctuated more, apparently responding more to time-specific needs. Caregivers who reported higher levels of "personal burden" (a dimension that included a number of elements such as lack of free time, having to provide care when the caregiver was sick, the caregiver experiencing worsening health, having to provide constant attention, etc.) were more likely over time to use or increase use of formal services. Caregivers who reported higher levels of "interpersonal burden" (a dimension that measured stress-producing characteristics of the care recipient such as senility, forgetfulness, yelling, and embarrassing behavior) were more likely over time to seek institutional placement for the elderly disabled care recipient. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB93-146736, 123 pages]

AUTHORS

Baila Miller and Stephanie McFall

DATE

November 1989

AVAILABLE ONLINE

Executive Summary

DALTCP PROJECT

Caregiver Burden and Institutionalization, Hospital Use and Stability of Care


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CARING FOR FRAIL ELDERLY PEOPLE: POLICIES IN EVOLUTION

ABSTRACT: In Chapter 14 (U.S.), the long development of long-term care policy is described, giving particular emphasis to the functioning of the main programs introduced in the 1960s, and their progressive modification up to the 1990s. An outline is also given of the main reform debates of the late 1980s and 1990s. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #OECD-0692]

DATE

1996

AVAILABLE ONLINE

Chapter 14

DALTCP PROJECT


Caring for Frail Elderly People


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CASE MANAGEMENT TRAINING FOR CASE MANAGERS: A TRAINER'S GUIDE

ABSTRACT: Case management involves working with a client and family to agree upon problems, goals, and services necessary to support the client in the community. Data collected from an assessment is used to develop a care plan. Case management includes arranging services, monitoring the client's situation on an ongoing basis and adjusting the service package as needed. This guide presents an outline and course content for a three-day training program in case management utilizing the tools, documents and techniques developed for the Channeling Demonstration. The course utilizes a case study method designed to give workers experimental training in the techniques of case management. Included is the Case Management Forms Set (also available separately) containing the care plan and reassessment forms and guidelines for their use. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-242633]

AUTHORS

Linda M. Sterthous

DATE

1985

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CASE STUDIES OF SIX STATE PERSONAL ASSISTANCE SERVICE PROGRAMS FUNDED BY THE MEDICAID PERSONAL CARE OPTION

ABSTRACT: The Survey of Medicaid Personal Care Program examined how states have used Medicaid's Personal Care Services Optional Benefit (or PC Option), assessed whether coverage regulations for these services be revised, and discussed the ways in which the program might affect public debate about the expansion of public funding for long-term care. The project entailed reviewing survey data and conducting case studies of six states' PC Option programs. This report describes the site visit methodology and the programs interviewed in each of the six states. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Jae Kennedy and Simi Litvak

DATE

December 1991

AVAILABLE ONLINE

Full Report

DALTCP PROJECT

Survey of Medicaid Personal Care Programs


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CASH AND COUNSELING: CONSUMER'S EARLY EXPERIENCES IN ARKANSAS

ABSTRACT: This paper describes the experiences of 194 early clients in the Arkansas Cash and Counseling Demonstration, IndependentChoices. The description is based on the clients’ responses to a telephone survey conducted about nine months after they applied to enter the program and were randomly assigned to the demonstration’s treatment group to receive a monthly cash allowance. After briefly describing the Arkansas project, data and methods used, and client characteristics, this paper discusses client outcomes in four areas: (1) program participation; (2) uses of services, goods, and cash; (3) hiring of caregivers and revision of cash expenditure plans; and (4) satisfaction.

AUTHORS

Leslie Foster, Randall Brown, Barbara Carlson, Barbara Phillips and Jennifer Schore

DATE

October 2000

AVAILABLE ONLINE

Executive Summary and Full Report

DALTCP PROJECT

Personal Assistance Services "Cash and Counseling" Demonstration/Evaluation


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CASH AND COUNSELING DEMONSTRATION: AN EXPERIMENT IN CONSUMER-DIRECTED PERSONAL ASSISTANCE SERVICES

ABSTRACT: No abstract available at this time. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, 4 pages]

AUTHORS

Pamela J. Doty

DATE

1998

AVAILABLE ONLINE

Full Report

DALTCP PROJECT

Personal Assistance Services "Cash and Counseling" Demonstration/Evaluation


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CATASTROPHIC ACUTE AND LONG-TERM CARE COSTS: RISKS FACED BY DISABLED ELDERLY PERSONS

ABSTRACT: The repeal of many provisions of the 1988 Medicare Catastrophic Coverage Act was due to subjective impressions about the usefulness to many elderly persons of the services covered by the law and to the omission of long-term care services. In the wake of the repeal of the Act, many legislators have promised that the issue of catastrophic health care costs would be revisited and that long-term care costs as well as acute care costs would be considered in their deliberations. This paper presents an empirical analysis of the extent to which acute and long-term care cause disabled elderly persons to incur catastrophic costs. The authors found that the proportion of these people whose out-of-pocket costs exceed 20% of income rises from 20% when only acute care costs are measured to 30% when long-term care costs are included. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Korbin Liu, Maria Perozek and Kenneth Manton

DATE

June 1991

AVAILABLE ONLINE

Full Report

DALTCP PROJECT

Burden of Catastrophic Acute and Long-Term Care Costs


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHANGES IN MARRIAGE AND FERTILITY BEHAVIOR: BEHAVIOR VERSUS ATTITUDES OF YOUNG ADULTS

ABSTRACT: This report examines a variety of data regarding current trends in adolescents' sexual, fertility, and marital behavior and discusses evidence regarding the permanence of these trends. Behavioral data are compared with attitudinal measures to conclude that there are significant differences between the conduct and values of young adults. The report suggests that policies which can bring adolescents' actions in line with their attitudes may be able to affect the disturbing increases in adolescent sex, premarital sex, abortion, non-marital childbearing, and divorce. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Kristin A. Moore and Thomas M. Stief

DATE

July 1989

AVAILABLE ONLINE

Full Report


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CHANGING FACE OF INFORMAL CAREGIVING--A NATIONAL CONFERENCE ON POLICY DIRECTIONS FOR THE 1990s

ABSTRACT: This national conference on informal caregiving was organized to assess the state-of-the-art in policy research with respect to such issues as work/caregiving conflicts, stress and satisfaction among family caregivers, integration of formal and informal services, and the role of volunteers and community organizations. The conference was sponsored by ASPE's then Division of Long-Term Care and Aging Policy (now DALTCP) and included researchers, federal and state regulatory officials, and experienced practitioners in the field. This package, which was given to the conference participants, includes papers describing caregiving issues. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

DATE

October 1992

DALTCP PROJECT

Informal Care of the Disabled Elderly: A Research and Policy Initiative


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHANNELING CASE MANAGEMENT MANUAL

ABSTRACT: Case management is the process of integrating and synthesizing information from an assessment into a care plan. It involves working with a client and family to agree upon problems, goals, and services necessary to support the client in the community. Case management also includes arranging for services, monitoring the client's situation on an ongoing basis, and adjusting the service package as needed. This manual contains an overview of the core functions of the Channeling Demonstration and the role of the case manager, and describes support functions such as record keeping. It is a basic primer covering the principles of good practice for case managers. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-229093]

AUTHORS

Barbara Schneider, Miriam Galper, Leonard E. Gottesman, Patricia F. Kohn, Betty Morrell, Linda Staroscik and Linda Sterthous

DATE

1986

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHANNELING EFFECTS FOR AN EARLY SAMPLE AT 6-MONTH FOLLOWUP

ABSTRACT: A preliminary analysis of interview data at 6-month follow-up for a sample of approximately 3,000 early enrollees in Channeling indicated the following. (1) The population served was old and frail. (2) The intervention was implemented largely according to design. (3) Substantially more of the treatment group received case management and formal services than did the control group. (4) Treatment-control differences were not statistically significant with respect to hospital use, nursing home use and mortality. (5) There were indications that Channeling improved the self-perceived well-being of treatment group members compared to controls. Channeling did not significantly reduce the amount and type of informal care provided. These findings are subject to modification based on analysis of the full research sample and additional data collection. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-219011]

AUTHORS

Peter Kemper, Robert Applebaum, Randall S. Brown, George J. Carcagno, Jon B. Christianson, Thomas W. Grannemann, Margaret Harrigan, Nancy Holden, Barbara Phillips, Jennifer Schore, Craig Thornton and Judith Wooldridge

DATE

May 1985

AVAILABLE ONLINE

Executive Summary

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHANNELING EFFECTS ON FORMAL COMMUNITY-BASED SERVICES AND HOUSING

ABSTRACT: Both the treatment group and control group members in the Channeling Demonstration used community services extensively. Channeling increased the use of services by the treatment group compared to the control group. The expectations at the outset of the demonstration were that such increases would be due to the fact that greater numbers of the elderly would remain in the community, as well as increased use of services by those already in the community. In reality, all the observed service use increases were due to the latter effects, since no impact was observed on mortality or institutionalization. The largest increases in service use were observed for personal care and housekeeping services, which are the ones usually not covered by existing public programs or private insurance. There were increases in public and total costs. At the same time, there is evidence that in the Financial Control Model projects were able to use their purchasing power to reduce the per-unit costs of some services. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-236593]

AUTHORS

Walter Corson, Thomas Grannemann, Nancy Holden and Craig Thornton

DATE

May 1986

AVAILABLE ONLINE

Executive Summary

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHANNELING EFFECTS ON HOSPITAL, NURSING HOME AND OTHER MEDICAL SERVICES

ABSTRACT: The impacts of the Channeling Demonstration on hospital, nursing home and other medical service use as well as mortality can be summarized as follows. Channeling had no impact on mortality; death rates for the treatment and control groups were very high but not statistically significant. The population served was not at high risk of institutionalization. Private persons and Medicaid were the major payers for nursing home care. Nursing home use and expenditures were lower for the treatment group and the control group but the differences were not large and generally not statistically significant. Reductions in nursing home use in the Basic Case Management Model were concentrated in one site (Southern Maine). Channeling reduced nursing home use for persons in a nursing home at the time of their screen for Channeling eligibility. Control group hospital use and expenditures were very high, although they fell over time. The control group exhibited a high use of and expenditures on other medical services. Channeling had no impact on the use of or expenditures on hospital, physician and other medical services. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-234341]

AUTHORS

Judith Wooldridge and Jennifer Schore

DATE

May 1986

AVAILABLE ONLINE

Executive Summary

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHANNELING EFFECTS ON INFORMAL CARE

ABSTRACT: Channeling was expected to increase the use of formal community-based care by the frail elderly. However, if this led to substitution of formal for informal care, the public sector would then be paying for services otherwise provided by family and friends. There was no evidence that such substitution occurred in the Basic Case Management Model. In the Financial Control Model, Channeling did lead to modest substitution of certain services, but there is no evidence of widespread substitution. Nor is there evidence of reductions in informal care by primary caregivers. The effect appears to be due to withdrawal by some friends and neighbors. Additionally, Channeling improved the well-being of primary caregivers by some measures, such as reducing caregiver worry about receiving sufficient help and increasing overall life satisfaction. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-240033]

AUTHORS

Jon B. Christianson

DATE

May 1986

AVAILABLE ONLINE

Executive Summary

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHANNELING EFFECTS ON THE QUALITY OF CLIENTS' LIVES

ABSTRACT: This report presents the impact of the Channeling Demonstration on the quality of clients' lives. Channeling was expected to affect life quality through two mechanisms: (1) the provision of case management and expanded services to people who would have stayed in the community even without Channeling, and (2) reduced institutionalization. Even though Channeling had no significant impact on institutionalization rates, the results generally bear out these expectations. For both the Basic Case Management Model and the Financial Control Model at 6 and 12 months, treatment group members reported more satisfaction with service arrangements, more confidence about receiving needed services and fewer unmet needs than did the control group. There were no substantial differences between the two Channeling models on these dimensions. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-218690]

AUTHORS

Robert A. Applebaum and Margaret Harrigan

DATE

April 1986

AVAILABLE ONLINE

Executive Summary

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHANNELING FINANCIAL CONTROL SYSTEM

ABSTRACT: The ten sites of the National Long-Term Care Channeling Demonstration provided case management to very impaired elderly clients who wished to remain in the community. Five of the sites that developed the Financial Control Model could pay for services from a pool of waiver dollars and state and local funds. This report describes the computerized and manual cost control system that was used by the five Financial Control Model sites to keep service expenditures for clients below a pre-determined level or "cap." The system's strengths and weaknesses are described and recommendations are included. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-240041]

AUTHORS

Marilyn Grannemann

DATE

1985

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


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CHARACTERISTICS OF PERSONS WITH DEVELOPMENTAL DISABILITIES: EVIDENCE FROM THE SURVEY OF INCOME AND PROGRAM PARTICIPATION

ABSTRACT: In spite of the growth in federal programs affecting the developmentally disabled, there is little comprehensive information about this population. The Survey of Income and Program Participation (SIPP) is one available source of information. SIPP is a nationally representative longitudinal survey of the adult civilian non-institutionalized population in the U.S. One topical module in the 1984 SIPP Panel collected data on health conditions and functional limitations. Estimates of persons with developmental disabilities were made using these data. Based on varying definitions of developmental disability, the prevalence is estimated to range from 1.3 million (narrow definition) to 1.7 million (middle definition) to 4.6 million (broad definition). SIPP is limited to persons aged 16-72. It focuses mainly on work limitations and does not ask age of onset. Nevertheless, in the absence of more focused surveys, it does provide useful insights into the size and characteristics of the developmentally disabled population. Prevalence rates derived from SIPP are generally consistent with current estimates derived from other sources. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB93-146447, 36 pages]

AUTHORS

Craig Thornton

DATE

January 1990

AVAILABLE ONLINE

Executive Summary

DALTCP PROJECT

Design Study for a National Survey of People with Developmental Disabilities


Another Report?: A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z    Site Index


CHILD CARE CHALLENGE: WHAT PARENTS NEED AND WHAT IS AVAILABLE IN THREE METROPOLITAN AREAS

ABSTRACT: This report presents the findings of a survey conducted to meet the informational needs of the Teenage Parent Demonstration and to address the broader issues associated with the nature of child care markets. The Teenage Parent Demonstration, initiated in 1986, is a study designed to learn more about child care needs and available supply of care for low income and welfare mothers. The report describes the sample design of the survey, its results concerning the supply of child care and the need for child care, and a multivariate analysis of child care mode choice and expenditures. Data for the analysis was gathered in Camden, New Jersey, Newark, New Jersey, and South Chicago, Illinois. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB91-224931, 279 pages]

AUTHORS

Ellen Eliason Kisker, Rebecca Maynard, Anne Gordon and Margaret Strain

DATE

February 9, 1989


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CHILD CARE USED BY WORKING WOMEN IN THE AFDC POPULATION: AN ANALYSIS OF THE SIPP DATA BASE

ABSTRACT: This paper presents the Survey of Income and Program Participation data on child care for working guardians on AFDC. These guardians use care by relatives 58% of the time for their youngest children under 6. They are thus using informal care arrangements which are generally free or low cost instead of more formal arrangements, for which one generally must pay. As expected from this pattern of usage, the data show they pay less often for child care. In addition, when they do pay, they pay less money than non-AFDC recipients, averaging $22.50 per week. Because the sample of working guardians on AFDC is very similar to the SIPP's sample of non-working AFDC recipients, the authors expect that these data can help work/welfare program planners in determining child care requirements for new initiatives encouraging AFDC recipients to work. Arguments are presented to suggest that about half of new program participants will choose relative care, and that the amount participants will need to cover their payments for care will be similar to current expenditures. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB91-106914, 28 pages]

AUTHORS

Lorelei R. Brush

DATE

October 15, 1987

AVAILABLE ONLINE

Full Report


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CHILDREN WITH SEVERE CHRONIC CONDITIONS ON MEDICAID

ABSTRACT: Many children with special health care needs depend on the health and supportive services provided by Medicaid. It is important that policymakers have a sound understanding of these children's patterns of health care use, especially given the shift to managed care. Previous studies of children on Medicaid with severe disability and/or chronic illness have focused on "SSI-related" children, or children with extremely high health care costs. This study provides further analysis of Medicaid expenditures for SSI children, and adds to the literature by applying diagnostic and utilization-based criteria to claims data to identify children with severe chronic illness. This methodology enables analysis of the service use patterns and expenditures for children with severe chronic conditions who are receiving Medicaid, but are not enrolled in SSI. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Brian Burwell, Bill Crown and John Drabek

DATE

November 1997

AVAILABLE ONLINE

Executive Summary and Full Report

DALTCP PROJECT

Health and Long-Term Care Expenditure Patterns of Children with Disabilities


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CLARIFYING THE DEFINITION OF HOMEBOUND AND MEDICAL NECESSITY USING OASIS DATA: FINAL REPORT

ABSTRACT: This study assesses the feasibility of using information routinely collected as part of the Outcome Assessment and Information Set (OASIS), as well as other patient data, to develop objective and consistent tools for evaluating a beneficiary's homebound status and his/her need for skilled care under the Medicare home health benefit.

AUTHORS

Sarah M. Donelson, Christopher M. Murtaugh, Penny Hollander Feldman, Lori Bruno, Stephanna Zeppie, Shiela Kinatukara Neder, Eva Quint, Liping Huang and Amy Clark

DATE

March 2001

AVAILABLE ONLINE

Executive Summary and Full Report

DALTCP PROJECT

Clarifying the Definition of Homebound and Medical Necessity Using OASIS Data


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COMMUNITY SERVICES AND LONG-TERM CARE: ISSUES OF NEGLIGENCE AND LIABILITY

ABSTRACT: Agencies operating under the National Long-Term Care Channeling Demonstration program had complex assignments to assess the needs of older people requiring long-term care, to determine what services met such needs and to arrange for the delivery of services. Responsibility for a client was spread across several agencies, organizations, and individuals. This paper examines the liability, and avoiding or minimizing risks of negligence. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-244753]

AUTHORS

Elias S. Cohen and Linda S. Sterthous

DATE

1982

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


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COMPARABILITY OF TREATMENT AND CONTROL GROUPS AT RANDOMIZATION

ABSTRACT: This report analyzes the treatment and control groups in the National Long-Term Care Channeling Demonstration and concludes that the randomization procedure resulted in groups that are very similar on observable characteristics. Even for site level comparisons, where larger differences were expected because of smaller sample sizes, the number of statistically significant differences was no larger than would be expected by chance. These findings imply that the Channeling control group provided a reliable measure of what would have happened to the treatment group in the absence of the Channeling intervention. Additionally they imply that other investigations which rely on screening data to assess other possible sources of non-comparability of data (e.g., non-comparability of baseline assessment data or differential sample attrition) would not be confounded by differences between groups at randomization. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB86-242690]

AUTHORS

Randall S. Brown and Margaret Harrigan

DATE

October 27, 1983

AVAILABLE ONLINE

Executive Summary

DALTCP PROJECT

National Long-Term Care Channeling Demonstration


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COMPENDIUM OF CURRENT FEDERAL INITIATIVES IN RESPONSE TO THE OLMSTEAD DECISION

ABSTRACT: This report is intended to serve as a compendium of selected projects which are currently operational at the federal level to promote the expansion of long-term supports and services in community-based settings. Some of these initiatives (e.g., the Cash and Counseling Demonstration Program) were initiated even prior to the ruling of the Supreme Court in Olmstead v. L.C. but all reflect the guiding principles enumerated above. For each project, the authors present information on both the funding and implementing organization, the purpose of the project, a brief description of the activity, and contact information on where people can go to obtain more detailed information about the project. While they have tried to identify the major projects currently in operation at the federal level to support states' efforts to expand long-term supports and services for persons with disabilities, the report undoubtedly fails to include all of the activities going on at the federal level in response to the Olmstead decision.

DATE

July 10, 2001

AVAILABLE ONLINE

Full Report

DALTCP PROJECT

Tracking of Home and Community-Based Care Expansion Activities and Targeted Technical Assistance


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COMPENDIUM OF HHS TECHNICAL ASSISTANCE ACTIVITIES RELATED TO THE ADMINISTRATION'S COMMUNITY-INTEGRATION INITIATIVE

ABSTRACT: To fulfill a Presidential mandate, the Department of Health and Human Services established the New Freedom Initiative Workgroup to review efforts that have been initiated in response to the Olmstead decision, and to recommit and refocus the Administration's efforts in promoting the full participation of adults with disabilities in community life. As part of this effort, Workgroup members felt it would be helpful to compile a compendium of selected projects which are currently operational at the federal level to promote the expansion of long-term supports and services in community-based settings. For each project, the following is presented: information about the funding and implementing organization, the purpose of the project, a brief description of the activity, and information on where people can go to obtain more details about the project. The Workgroup plans to update this compendium on a quarterly basis.

DATE

March 21, 2002 (revised May 6, 2002)

AVAILABLE ONLINE

Full Report


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CONDITIONS AND IMPAIRMENTS AMONG THE WORKING AGE POPULATION WITH DISABILITIES

ABSTRACT: Written as part of the Proceedings of the Annual Meeting of the American Statistical Association. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Michele Adler

DATE

1995

AVAILABLE ONLINE

Full Report


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CONFERENCE ON SUCCESSFUL FAMILIES

ABSTRACT: At this conference, 13 of the leading researchers in the field came together to describe their work and define outstanding research issues. Discussions included issues of defining successful families and measures which can be used to identify them, methodological issues in research regarding families, and issues relevant to the application of findings. The Literature Review focuses primarily on studies specifically on successful families research. [Order these reports from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB91-224907 Literature Review (31 pages) and #PB91-224899 Conference Summary (26 pages)]

AUTHORS

Maria Krysan, Kristin A. Moore, and Nicholas Zill

DATE

May 10, 1990

AVAILABLE ONLINE

Literature Review, Conference Summary


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CONFRONTING THE NEW HEALTH CARE CRISIS: IMPROVING HEALTH CARE QUALITY AND LOWERING COSTS BY FIXING OUR MEDICAL LIABILITY SYSTEM

ABSTRACT: This report highlights the patient access and quality of care problems caused by the excesses of the litigation system that increases the costs of malpractice insurance for doctors and hospitals--particularly in states that have not reformed their legal systems. The system is raising the cost of health care that all Americans pay through out-of-pocket payments, insurance premiums and taxes. The report cites specific problems that result from the current system. For instance, women are losing their obstetricians in mid-pregnancy in states that have not reformed their litigation systems. Earlier this month, the major trauma center in Las Vegas had to close temporarily after its surgeons quit when their malpractice premiums increased sharply. The report cites estimates showing the cost of malpractice insurance for specialists has risen more than 10% in recent years and could increase by an average of 20% or more this year. States without any limits on non-economic malpractice damages are experiencing the sharpest increase--30-50%. The report calls for key legislative reforms that would: (1) strengthen patient safety and quality improvement efforts by protecting the confidentiality of quality improvement information that doctors and other providers report, and (2) establish reasonable limits on non-economic damages in malpractice cases. The report suggests ways not only to reform the way lawsuits are conducted, but also to to avoid litigation in the first place. The report also suggests adoption of strengthened medical review panels that would provide streamlined disposition of malpractice claims, with incentives for doctors and patients to use them and accept their judgments.

Two updates on this subject are also now available. UPDATE #1 discusses the Special Update on Medical Litigation Crisis. UPDATE #2 provides an Update on the Medical Litigation Crisis: Not the Result of the "Insurance Cycle".

DATE

July 24, 2002

AVAILABLE ONLINE

Full HTML Report, Full PDF Report, HHS Press Release, UPDATE #1, and UPDATE #2

You will need a copy of the Acrobat Reader in order to view this Portable Document Format (PDF) report.


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CONSIDERING CHILDREN WITH DISABILITIES AND THE STATE CHILDREN'S HEALTH INSURANCE PROGRAM

ABSTRACT: This brochure is intended to familiarize state decisionmakers with low income uninsured children with disabilities so that they have essential information about these children as they develop and implement CHIP plans. It describes uninsured children with disabilities, their numbers, their needs, and how opportunities presented by CHIP can help. [Order this report from the National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Lynn Elinson, Gavin Kennedy and Lois Verbrugge

DATE

October 1998

AVAILABLE ONLINE

Full HTML Report and Full PDF Report

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DALTCP PROJECT

Monograph on Uninsured Children with Disabilities


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CONSTRAINED INNOVATION IN MANAGING CARE FOR HIGH-RISK SENIORS IN MEDICARE + CHOICE RISK PLANS

ABSTRACT: This case study of four well-regarded managed care organizations (MCOs) found that they made numerous innovations to improve care delivery for elderly Medicare beneficiaries with chronic illnesses and disabilities. In presenting the findings, the report starts with an overview of the policies that are shaping Medicare managed care and an analytical framework for thinking about that program and how it serves beneficiaries with disabilities or chronic illnesses. The authors then describe the data and methods. In Chapter III, special features of high-risk seniors are examined that will challenge care systems that seek to serve them. Chapter IV reviews the processes and structures the four MCOs have developed for serving high-risk seniors. Chapter V provides more details about the experiences of a sample of high-risk seniors in three of the case-study MCOs, specifically, their satisfaction with their providers and plans and their perceptions of care management. Chapter VI looks at a particularly vulnerable group, elderly beneficiaries with a recent hip fracture or stroke. Finally, Chapter VII lays out some recommendations that emerge from this case study.

AUTHORS

Craig Thornton, Sheldon Retchin, Kenneth D. Smith, Peter D. Fox, William Black and Rita Stapulonis

DATE

January 2002

AVAILABLE ONLINE

Executive Summary, Full HTML Report and Full PDF Report

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DALTCP PROJECT

Managed Delivery Systems for Medicare Beneficiaries with Disabilities and Chronic Illnesses


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CONSUMER CHOICE AND THE FRONTLINE WORKER

ABSTRACT: No abstract available at this time. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Pamela Doty, Judith Kasper, Simi Litvak and Humphrey Taylor

DATE

1994


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CONSUMER DIRECTION IN HOME AND COMMUNITY-BASED SERVICES: RESEARCH PROJECT DESCRIPTIONS

ABSTRACT: No abstract available at this time. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

DATE

October 1996


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CONSUMER-DIRECTED ATTENDANT SERVICES: HOW STATES ADDRESS TAX, LEGAL AND QUALITY ASSURANCE ISSUES

ABSTRACT: Consumer-directed care is a model of financing and delivery of personal care assistance that allows the elderly or disabled consumer to have greater choice and control over all aspects of their attendant care. This control may extend to hiring, firing, paying, training, and supervising the personal care attendant or homemaker, and participating in the determination of their own needs or developing their own care plan. This report examines how ten states manage their consumer-directed care attendant programs. It considers payment issues, employer-related taxes, legal liability, and quality assurance issues related to these programs. The report also describes theoretical optimal consumer-directed models for in-home care. It finds that, from the state perspective, an optimal program would (1) allow states or their designees to be primary care planners and gatekeepers; (2) distinguish attendants from state or county employees; (3) allow states to purchase attendant services at a considerably lower price than traditional in-home services; and (4) allow for low-cost workers' compensation of autonomy, depending upon the wishes of the consumer. Finally, the consumer must be designated as the employer of record, unless the attendant is an independent contractor. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB95-225223, 76 pages]

AUTHORS

Susan Flanagan

DATE

April 28, 1994


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CONSUMER-DIRECTED MODELS OF PERSONAL CARE: LESSONS FROM MEDICAID

ABSTRACT: In this article, the authors compare and contrast alternative approaches to administering programs, financed under the Medicaid personal care services optional (PC Option) benefit, that make attendant services available to low income elderly and disabled persons in need of help with daily living tasks. The analyses address the following issues: (1) By how much do state Medicaid PC Option programs vary in terms of their administrative features that promote greater consumer choice and control or, conversely, in their emphasis on professional oversight and accountability? (2) To what extent have program administrators actively fostered consumer-directed care models? (3) What are the decisionmaking trade-offs in terms of Medicaid PC Option costs per hour of attendant service, coverage for high-need clients, perceived risks to quality, or other liability concerns associated with consumer direction versus professional management of attendant services? (4) To what extent do clients report having greater choice and control over attendant services in some states' Medicaid PC Option programs as compared to others? (5) Does greater client choice and control result in higher client satisfaction with attendant services? (The Milbank Quarterly, Volume 74, Number 3) [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Pamela Doty, Judith Kasper and Simi Litvak

DATE

1996

AVAILABLE ONLINE

Full Report


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CONSUMER-DIRECTED PERSONAL ASSISTANCE SERVICES: KEY OPERATIONAL ISSUES FOR STATE CD-PAS PROGRAMS USING INTERMEDIARY SERVICE ORGANIZATIONS

ABSTRACT: This final report provides practical advice to state program administrators regarding the implementation of consumer-directed personal assistance service (CD-PAS) programs and intermediary service organizations (ISOs). In particular, Chapters III, V, and VI, taken together, constitute an informal manual of advice from which state program administrators can design optimal CD-PAS programs using ISOs which are based on sound, regulatory principles and well-drafted contracts. Overall, this final report assists state program administrators in designing CD-PAS programs with ISOs that: (a) comply with applicable federal tax and labor laws; (b) make available supportive services that some consumers may want or need; and (c) allow for the application and enforcement of any limitation or restrictions on consumer direction that may be required by state laws and regulations. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov, Accession #PB98-155989, 690 pages]

AUTHORS

Susan A. Flanagan and Pamela S. Green

DATE

October 24, 1997

AVAILABLE ONLINE

Executive Summary and Full PDF Report

You will need a copy of the Acrobat Reader in order to view this Portable Document Format (PDF) report.

DALTCP PROJECT

Consumer Direction in Home and Community-Based Care


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CONTINUING CARE RETIREMENT COMMUNITIES: A BACKGROUND AND SUMMARY OF CURRENT ISSUES

ABSTRACT: Continuing Care Retirement Communities (CCRCs) are presently becoming a more viable option for seekers of long-term care for the elderly. CCRCs have been recognized for their unique strategy of combining various levels of health care within one community setting, as well as their potential for providing cost-effective care. As the industry undergoes tremendous growth and as many CCRCs gradually lose their reputation for being "financially unstable", more elderly individuals are finding this long-term care option more attractive. However, because the costs of a community are most often too high, the majority of the elderly population are not able to afford them. This problem has drawn the attention of many both in and outside the industry who hope to discover how the benefits of a CCRC can be accessible to more of the elderly population. Most present research on CCRCs deals with defining a CCRC or describing its structure. This paper analyzes CCRCs in a somewhat broader sense by focusing not only on the internal workings of CCRCs, but by also looking at issues currently surrounding the industry, such as affordability, managed care and regulation. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Jacquelyn Sanders

DATE

February 24, 1997

AVAILABLE ONLINE

Full Report


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CONTRIBUTION OF MEDICATION USE TO RECENT TRENDS IN OLD-AGE FUNCTIONING

ABSTRACT: The purpose of this study is to explore the extent to which changes in medication use account for improvements in functioning among older Americans. Using several waves of the Health and Retirement Study, a nationally representative survey of non-institutionalized Americans ages 51-61, the authors examine changes between 1992 and 1998 and between 1994 and 2000 in the prevalence of functional limitations and medication use associated with five highly prevalent and often debilitating chronic conditions: hypertension, diabetes, lung disease, stroke, and arthritis.

AUTHORS

Vicki A. Freedman and Hakan Aykan

DATE

August 2002

AVAILABLE ONLINE

Executive Summary and Full Report

DALTCP PROJECT

Contribution of Changes in Medication Use to Improvements in Functioning among Older Adults


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COORDINATION OF CARE FOR PERSONS WITH DISABILITIES ENROLLED IN MEDICAID MANAGED CARE: A CONCEPTUAL FRAMEWORK TO GUIDE THE DEVELOPMENT OF MEASURES

ABSTRACT: The purpose of this document is to present a conceptual framework to guide the development of measures of care coordination that would be both feasible to apply and meaningful in assessing the performance of Medicaid managed care organizations (MCOs) that enroll people with disabilities. Although there are no explicitly required care coordination systems now in place, some states are providing systems of coordination and doing it with existing resources. This document presents a structure for defining and measuring good care coordination for states that have systems and want to measure them, and for those who may wish to implement systems in the future. [37 pages]

AUTHORS

Shoshanna Sofaer, Barbara Kreling and Martha Carmel

DATE

December 2000

AVAILABLE ONLINE

Full Report

DALTCP PROJECT

Defining and Measuring Care Coordination for Persons with Disabilities in Medicaid Managed Care


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COST ESTIMATES FOR THE LONG-TERM CARE PROVISIONS UNDER THE HEALTH SECURITY ACT

ABSTRACT: This document describes the methodology and assumptions used in developing the cost estimates for the long-term care provisions under the Health Security Act. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

DATE

March 1994

AVAILABLE ONLINE

Full Report


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COST OF CARE FOR MEDICAID-ENROLLED CHILDREN WITH SELECTED DISABILITIES

ABSTRACT: The purpose of this study is to estimate and compare costs of care for children with 11 selected chronic conditions, to compare these costs with costs of care for children without any of these conditions, and to identify whether selected demographic variables are associated with cost variation. The focus was on Medicaid-enrolled children with chronic conditions. This population presents particular challenges to states as they consider implementing managed care programs for the Medicaid population, and a disproportionate number of children in Medicaid have chronic health conditions. [Order this report from National Technical Information Service (NTIS), Department of Commerce, 5285 Port Royal Road, Springfield, VA 22161, Website http://www.ntis.gov]

AUTHORS

Henry T. Ireys, Gerard Anderson, Carol Han and John Neff

DATE

May 1996

AVAILABLE ONLINE

Full Report

DALTCP PROJECT

Use of Medical Services by Chronically Ill Children in the Medicaid Program


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COST-EFFECTIVENESS OF HOME AND COMMUNITY-BASED LONG-TERM CARE SERVICES

ABSTRACT: No abstract available at this time.

AUTHORS

Pamela Doty

DATE

June 2000

AVAILABLE ONLINE

Full Report


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Last revised: February 25, 2003

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